From: | Robert H Stevens <robert.stevens@ucl.ac.uk> |
To: | Bill Madden <bill_madden@optusnet.com.au> |
CC: | obligations@uwo.ca |
Date: | 14/01/2009 10:32:42 UTC |
Subject: | Re: ODG: Duties to the unborn |
In England this issue is now settled by the Congenital Disabilities (Civil
Liability) Act 1976. Whilst I personally disapprove of some of the
provisions of that Act, I approve of the issue being settled by the
legislature.
The moment at which we should and do acquire legal personality, and become
the holder of rights is, of course, controversial. John Finnis has argued
that the older authorities support the proposition that we acquire
personality from conception. When I looked at the cases myself I was not
convinced that the authorities supported this (Paton v British Pregnancy
Advisory Services [1979] 1 QB 276; C v S [1988] 1 QB 135, CA; Re F (in
utero) [1988] Fam 122, CA; St George’s Healthcare NHS Trust v S [1999] Fam
26, CA. But see Villar v Gilbey [1907] AC 139, HL, 144 per Lord Loreburn
LC). I have a view on this, but I don't want to discuss that.
If we start from the assumption that we only acquire legal personality,
and our rights, upon birth should a claim be possible? It is not
problematic that the act of negligence pre-dates the acquisition of the
right and the subsequent injury. If a babyfood manufacturer carelessly
poisons his product he will be liable towards the babies he poisons even
if they were born after the product was made.
The difficulty in the case of the unborn is not that the negligence of the
defendant pre-dates the child's birth, but that the injury does so as
well. The subject matter of the child's right, her or his bodily
integrity, was harmed before birth. If the disability occurs before the
acquisition of the right, there is no fresh injury. An analogy, which I
apologise for if some find distasteful, is with damage to property. If D
negligently damages X's car, which X then sells to C, C has no claim
against D as the subject matter of his right, the car, was already damaged
at the time he acquired it.
How then can successful claims such as that in Burton v Islington (
http://www.bailii.org/ew/cases/EWCA/Civ/1992/2.html ) or in Canada in
Duval v. Seguin (1973), 1 O.R. (2d) 482 (C.A.) be explained? I think we
have to say that upon birth we acquire a different right, a right that
others take care that we have a healthy birth. Again, it shouldn't matter
that the negligence precedes the acquisition of this right.
If that is right, the conflict of duty argument is a difficult one.
Sometimes the potential for a duty D owes to X to conflict with a duty D
owes to Y means that one should arguably override the other. Whether the
(primary) duty of a barrister to the court should override the (secondary)
duty to his client is a (controversial) example. For myself I can see that
a case can be made that the duty to the mother takes priority to the duty
to the still unborn child, and that where they genuinely conflict the
doctor may be justified in prioritising the mother, so that no duty is in
that situation owed to the child. However I'd have to be convinced that
there was a genuine conflict in this case for that to be arguable.
In England, under the Act, where a person (other than the mother) commits
a tort against a parent (or what would have been a tort if the parent had
been injured) whilst a child is still unborn, the child, if born disabled
as a result, has an action for compensation. Defences which are capable of
being invoked against the parent (eg contributory fault) can be invoked
against the child. The sins of the father (or mother) are visited upon the
child. In this case, if there was no negligence with respect to the
mother, there would have been no claim by the child.
Robert Stevens
> Dear Jason, Neil & others,
>
> Jason asked, "how do the Australian courts deal with the concern that at
the time of injury the child/fetus is not a bearer of rights and as such
cannot be owed a duty--a point that underlines much of the Ont CA's
reasoning?"
>
> The analysis here in Australia starts with /Watts v Rama/ as Neil has
mentioned. In /Watt v Rama/ [1972] VR 353 the plaintiff suffered injury
before birth, when his mother was seriously injured in a motor vehicle
accident. The contention in that case, that the infant did not have a
cause of action because the defendant owed no duty of care to an unborn
child was rejected. It was held unanimously that the defendant did owe a
duty of care not to cause injury to the child then unborn although
damage for the purpose of tortious negligence and the cause of
> action in tort for a minor crystallised when he was born.
>
> Unfortunately the case predates our free access online database
> www.austlii.edu.au but it is on Lexis Nexis. Copying from there:
>
> WINNEKE(1), CJ PAPE(1) and GILLARD(2), JJ
> 17-19 November, 14 December 1971
> Tort — Negligence — Duty of care — Plaintiff en ventre sa mere at
time of negligent conduct — Claim for injuries at and after birth
caused by such conduct — Whether duty of care owed to plaintiff not
to injure plaintiff while en ventre sa mere — "Person" — Remoteness
of damage.
>
> A plaintiff who at and after birth suffers injuries caused by the
neglect of the defendant in driving his motor vehicle, such neglect
preceding the birth of the plaintiff in point of time, has a cause
of action in negligence against the defendant in respect of those
injuries -
>
> Per Winneke, CJ, and Pape, J: because at the time of the collision,
it being reasonably foreseeable that the neglect of the defendant
might cause injury to a pregnant woman in the car with which his car
collided and might cause the child she was carrying to be born in an
injured condition, there arose between the plaintiff and the
defendant a potential relationship which upon the birth of the
plaintiff as a living person crystallized so as to impose on the
defendant a duty to take care not by his act or neglect to injure
the plaintiff;
>
> Per Gillard, J: because, on the assumed facts, the plaintiff was a
member of a class which was likely to be injured as a consequence of
the defendant's act of carelessness, and the defendant as a
> reasonable man should reasonably have anticipated at the material
time that the then unborn plaintiff would be within the area of
potential danger and might suffer the injuries complained of.
>
> Per curiam: the damage to the foetus is merely an evidentiary fact
relevant to the issue of causation of injuries at and after the
birth of the plaintiff.
>
> Per Gillard, J: semble, if it be necessary for the plaintiff to
establish an existence as a person in law in order for a duty of
care to be owed to the plaintiff at the time of the careless act,
the unborn plaintiff would be deemed to be a person in being at the
time of that act and entitled on birth to recover compensation for
damage caused whilst en ventre sa mere by a breach of duty by the
defendant.
>
>
> Understandably the case gained attention over time and so has been
considered widely within Australia but more importantly for your
interest seems to have been applied in /Burton v Islington Health
Authority/ [1992] 3 All ER 833. You can locate that online at Bailii
under /Burton v Islington Health Authority/ [1992] EWCA Civ 2 (18 March
1992). The judgment is a bit confusing but it does refer to /Watt v
Rama/ and to the then existing Canadian cases.
>
>
> Neil has referred to one of the later decisions apart from /Kosky/,
being /X v Pal/. There was also /Lynch v Lynch/ (1991) 25 NSWLR 411,
where a child was held entitled to claim for injuries suffered in the
course of a car accident while in utero. See also /Hughes v Sydney Day
Nursery/ [2000] NSWSC 462, where the duty was conceded (at [23]) but the
plaintiff’s claim failed by reason of causation issues. The first
plaintiff was a child care worker employed by the defendant at the time
of becoming pregnant. Three months after his birth the second plaintiff
was diagnosed as suffering from CMV infection "acquired
> transplacentally" and became seriously disabled. It was the plaintiffs'
case, disputed by the defendant, that the first plaintiff acquired
primary CMV infection during her pregnancy as a consequence of the
defendant's negligence and that this infection was passed on to the
second plaintiff /in utero/.
>
> The fact scenario suggested by Neil regarding collapse of a house is not
dissimilar to /Hawkins v Clayton/ [1988] HCA 15 at para 25 per Deane
J:‘The duty of care is owed to each member of the class. If, by reason
of the negligence of architect or builder, the building subsequently
collapsed and a particular baby was injured, that baby would have a
cause of action for the damage sustained by reason of the breach of the
duty of care which may have been owed to him, and broken, by a person
who has died before he was born’. The entire passage read:
>
> 25. The identity and relative importance of the factors which are
determinative of the existence of a relevant relationship of
proximity vary in different categories of case (see, e.g., Jaensch
v. Coffey, at p 585; Heyman, at pp 497-498). It is so with respect
to the factor of physical nearness, in the sense of space and time.
In the case of an activity which involves a foreseeable risk of
causing direct physical injury to those nearby, physical nearness
will ordinarily suffice to create a relevant relationship of
proximity (see per Lord Esher M.R., Le Lievre v. Gould (1893) 1 QB
491, at p 497). On the other hand, it is not necessary for the
existence of a relationship of proximity in some other categories of
case for there to have been any physical proximity between the
parties concerned. Indeed, a relationship of proximity can exist
with, and a duty of care can be owed to, a class of persons which
includes members who are not yet born or who are identified by some
future characteristic or capacity which they do not yet have. Cases
involving damage by reason of a latent defect in property
> demonstrate the point. Thus, a relationship of proximity ordinarily
exists between the architect or builder of a residential building
(e.g. a maternity hospital) and the members of the class of persons
who will in future years be born or housed in it. That relationship
of proximity is such as to give rise to a duty of care to avoid a
real risk of injury by reason of faulty design of the building. The
duty of care is owed to each member of the class. If, by reason of
the negligence of architect or builder, the building subsequently
collapsed and a particular baby was injured, that baby would have a
cause of action for the damage sustained by reason of the breach of
the duty of care which may have been owed to him, and broken, by a
person who has died before he was born. Cases, such as the present,
involving economic damage which is, and was likely to be, sustained
by the estate of an immediate party to the relationship provide
examples where a relationship of proximity can exist with a person
(perhaps unborn) by reason of some future characteristic or capacity
which he does not yet have. If, for example, a professional man is
in a relationship of proximity with a client which gives rise to a
present duty of care to avoid future economic loss of a kind which
obviously might be sustained either by the client or by his estate
after his death, the relationship of proximity will ordinarily exist
with a class which includes both the client, in respect of loss
sustained during his life, and his legal personal representative in
respect of injury sustained after his death. In such a case, the
resultant duty of care will be presently owed both to the client and
to the future legal personal representative (in his capacity as
such).
>
>
> Trindade, Cane & Lunney 'The Law of Torts in Australia' 4th Edn discuss
these cases at page 534 ff, observing that there remain unanswered
questions - can the child once born claim against the mother? What would
happen if the mother had indemnified the later defendant?
>
>
> Regards
> Bill Madden
>
>
>
>
>
> Neil Foster wrote:
>> Dear Jason et al;
>> I should go and read the case in detail first, but is this on its own a
reason not to find a duty? I have a vague idea we may have discussed
this before on this list, but is there really something incoherent
about saying that I owe a duty of care to someone whom I can
>> reasonably foresee will later be harmed by the direct consequences of
what I do now, even if the harm doesn't occur for a while? Take the
builder of a house. In Australia at least he or she owes a duty of care
not to so build it that it will cause foreseeable physical injury to
later users of the premises- see /Voli v Inglewood Shire Council
/(1963) 110 CLR 74. If weak floorboards collapsed two years after
construction injuring a newly-born child in an upper room it does not
seem to me to be a good answer to say that the child had not been
conceived at the time of the negligent construction. Nor would it seem
to be a good defence in an action like /Grant v Australian Knitting
Mills Ltd/ [1936] AC 85 to say that chemical contamination in a batch
of cloth nappies had occurred before a child who was harmed had been
born.
>> In /X v Pal/ (1991) 23 NSWLR 26 a medical practitioner whose
>> negligence pre-dated a child's conception was held to owe a duty of
care to a child subsequently born with disabilities. (See the latest
edition of Luntz & Hambly et al para [7.2.10]). One way of justifying
the decision theoretically is to note the traditional view that the
"gist" of negligence is damage, and that until damage is complete there
is no action, and hence the issue of duty of care only needs to be
addressed at that stage- see LH6 [5.1.1].
>> Now having had a quick browse through the decision in /Paxton/ I wonder
whether or not the court got itself confused by referring too quickly
to the "wrongful life" cases, which are not really analogous. I notice
in a footnote that /Watt v Rama/ [1972] VR 353 is referred to, which
holds that a child who is injured in the womb can recover if later born
alive. I would have thought that the later /X/ decision in NSW in 1991
is only a logical extension of that to a child not yet conceived, and
that Bill is right to say that any "balancing" of dangers to the mother
etc can be dealt with as a matter of breach, rather than by cutting off
the issue at the duty stage.
>> Regards
>> Neil F
>> Neil Foster
>> Senior Lecturer, LLB Program Convenor
>> Newcastle Law School
>> Faculty of Business & Law
>> MC158, McMullin Building
>> University of Newcastle
>> Callaghan NSW 2308
>> AUSTRALIA
>> ph 02 4921 7430
>> fax 02 4921 6931
>> >>> Jason Neyers <jneyers@uwo.ca <mailto:jneyers@uwo.ca>> 14/01/09
>> 12:44 >>>
>> Bill:
>> Even if we discount the conflicting duty analysis, how do the
>> Australian courts deal with the concern that at the time of injury the
child/fetus is not a bearer of rights and as such cannot be owed a
duty--a point that underlines much of the Ont CA's reasoning?
>> Cheers,
>> ----- Original Message -----
>> From: Bill Madden <bill_madden@optusnet.com.au
>> <mailto:bill_madden@optusnet.com.au>>
>> Date: Tuesday, January 13, 2009 4:39 pm
>> Subject: Re: ODG: Duties to the unborn
>> To: Jason Neyers <jneyers@uwo.ca <mailto:jneyers@uwo.ca>>
>> Cc: "obligations@uwo.ca <mailto:obligations@uwo.ca>"
>> <obligations@uwo.ca <mailto:obligations@uwo.ca>>
>> > Dear Jason & others,
>> >
>> > Similar issues have been looked at in Australia. In /Kosky v
>> > Trustees of
>> > the Sisters of Charity /[1982] VR 961, an Rh-negative woman who suffered
>> > injuries in a car accident was negligently given Rh-positive
>> > blood. Some
>> > eight years later she fell pregnant and gave birth to a child who
>> > suffered complications flowing from the childs Rh iso-
>> > immunisation. In
>> > proceedings subsequently commenced by the child, the hospital asserted
>> > no duty had been owed to him because the incompatible blood
>> > transfusion
>> > had occurred eight years before his conception. Tadgell J
>> > expressed the
>> > view (at 969) that a duty was owed to the child.
>> >
>> > Australian courts are no longer fond of the proximity analysis used in
>> > /Paxton v Ramji/, but leaving that aside I wonder if I am the only one
>> > to have some unhappiness with the assertion at [66]: '/The
>> > prospect of
>> > conflicting duties is similarly present here. If a doctor owes a duty of
>> > care to a future child of a female patient, the doctor could be put in
>> > an impossible conflict of interest between the best interests of the
>> > future child and the best interests of the patient in deciding whether
>> > to prescribe a teratogenic drug or to give the patient the
>> > opportunity
>> > to choose to take such a drug/.'
>> >
>> > The simple assertion of an 'impossible conflict of interest' may be
>> > taking things one step too far - perhaps there was scope here for an
>> > analysis under 'breach' rather than whether there was a duty at all.
>> > Perhaps to that extent, the outcome here may be distinguishable in a
>> > factual scenario where there is no 'impossible conflict of
>> > interest',
>> > such as in Kosky above?
>> >
>> > There is a thread in some recent Australian decisions recently, whereby
>> > some judges appear to prefer an analysis based on duty (or
>> > content of
>> > duty) whereas others prefer breach. But perhaps that is an
>> > entirely
>> > different topic.
>> >
>> > Regards
>> > Bill Madden
>> >
>> >
>> >
>> >
>> >
>> > Jason Neyers wrote:
>> > > Dear Colleagues:
>> > >
>> > > Some of you might be interested in the Ontario Court of
>> > Appeal's
>> > > decision in Paxton v. Ramji, 2008 ONCA 697
>> > >
>> > (http://www.ontariocourts.on.ca/decisions/2008/october/2008ONCA0697.htm).
>> > > In that case the court decided that doctors do not owe a duty
>> > of care
>> > > to a future child of a female patient when prescribing drugs
>> > that are
>> > > known to cause fetal malformation since to do so would
>> > undermine the
>> > > doctor's duty to the mother and undermine the principle that
>> > legal
>> > > personality is ascribed at birth.
>> > >
>> > > Sincerely,
>> > >
>> >
>> --
>> Jason Neyers
>> Associate Professor of Law &
>> Cassels Brock LLP Faculty Fellow in Contract Law
>> Faculty of Law
>> University of Western Ontario
>> N6A 3K7
>> (519) 661-2111 x. 88435
>
>
>
--
Robert Stevens
Professor of Commercial Law
University College London